Epstein Files Search

EFTA00239155Dataset 9

2018-10-041p236w

Subject: Your UBS Strategic Advisor Annual Review Report

From: U8S Financial Services Inc.

Message From: U8S Financial Services Inc. Sent: 10/4/2018 5:49:02 AM To: Subject: Your UBS Strategic Advisor Annual Review Report Your UBS Strategic Advisor Annual Review Report is now available Notice As part of our Strategic Advisor program, UBS provides you with an annual Why this is important review of your account. Your 2018 Strategic Advisor Annual Review report is This account document(s) is for your now available for you to review at your convenience. records…

https://www.justice.gov/epstein/files/DataSet%209/EFTA00239155.pdf

EFTA00238759Dataset 9

2017-09-296p2,784w

…investment advice needs being met by the program? of your investment objectives, timeframe and risk tolerance. For the period 01/01/2016 - Ongoing advice from your Financial Advisor is Risk Tolerance Moderate Risk/ Moderate the most important component of the 06/30/2017* Investment Objective Capital Appreciation and Current Strategic Advisor program and a principal Income component of the services you pay for in the 5 TRADE(S) program. Strategic Advisor is designed for Risk/Return Objective Moderate Fluctuations, Moderate …

https://www.justice.gov/epstein/files/DataSet%209/EFTA00238759.pdf

EFTA01851894Dataset 10

12p4,010w

…per claim and in the aggregate, of not less than the amounts set forth below: PROGRAM GIVING ACCOUNT BALANCE ERRORS & OMISSIONS INSURANCE REQUIREMENT $250,000-$2,000,000 $1,000,000 52,000,000-$4,000,000 50% of Program Giving Account balance $4,000,000+ $2,000,000 CONTRIBUTIONS Making Contributions To make an irrevocable charitable contribution to Fidelity Charitable to be managed specifically by a qualified Program independent investment advisor ("Program Advisor"), the Account Holder or an Authorized…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01851894.pdf

EFTA00236532Dataset 9

3p1,051w

…Management Date: Branch Instructions: Once this form is fully executed, email this Form, along with the Overall Asset Allocation to UBS Strategic Advisor Program Management. Documents should be scanned to Document Management as supplemental account documents to the UBS Strategic Account that holds the concentrated position. Program Management Instructions: Once approved, add the exception to the log along with copies of the supporting documentation. Page 2 of 3 Strategic Advisor Concentration Exception Amendment —All Advisory Accounts with Same TIN CONFIDENTIAL…

https://www.justice.gov/epstein/files/DataSet%209/EFTA00236532.pdf