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EFTA02344639
Dataset 11
2017-01-25
1p
49w
Subject:
Peter Thiel, Trump
Adviser
, Has a Backup Country New Zealand
From:
Richard Kahn a
To:
jeffrey E.
From: Richard Kahn a Sent: Wednesday, January 25, 2017 3:23 PM To: jeffrey E. Subject: Peter Thiel, Trump
Adviser
, Has a Backup Country New Zealand https://www.nytimes.com/2017/01/25/technology/peter-thiel-new-zealand-citizenship.html Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel 212-971-1306 fax 212-320.0381 cell 917-414-7584 1 EFTA_R1_01313718 EFTA02344639
https://www.justice.gov/epstein/files/DataSet%2011/EFTA02344639.pdf
EFTA02372076
Dataset 11
2017-09-13
1p
141w
Subject:
Fwd: Financial
adviser
From:
Noam Chomsky
To:
Deborah Pechet Quinan
…Cc: Valeria Chomsky Subject: Fwd: Financial
adviser
Just received this letter from Max. Haven't=heard back from you after I wrote you about this matter some days ago. Do I understand correctly that Mr. Kahn should contac= you direct to obtain the information he is requesting about my estate? Noam Forwarded message From: Noam Chomsky Date: Thu, =ug 31, 2017 at 12:24 AM Subject: Financial
adviser
To: Max Kohlenber= <mailto <mailto: We are n=w working with a financial
adviser
…
https://www.justice.gov/epstein/files/DataSet%2011/EFTA02372076.pdf
EFTA02382226
Dataset 11
2017-09-17
4p
884w
Subject:
Fwd: Financial
adviser
From:
Valeria Chomsky <
To:
jeffrey E.
From: Valeria Chomsky < Sent: Sunday, September 17, 2017 12:04 PM To: jeffrey E. Subject: Fwd: Financial
adviser
The impression I have is that they have unofficially interdicted Noam,=because there's no legal basis and because, if iinterdicted, then Noam=wouldn't be able to keep productive and keep providing for all of them= All this is extremely serious. They are inverting the roles. =e have to ask them permission? Totally wrong and unacceptable. Max in an e=ail that…
https://www.justice.gov/epstein/files/DataSet%2011/EFTA02382226.pdf
EFTA00673514
Dataset 9
2017-09-13
3p
467w
Subject:
Re: Financial
adviser
From:
Noam Chomsky
To:
Max Kohlenberg
From: Noam Chomsky To: Max Kohlenberg Cc: Valeria Chomsky >, Deborah Pechet Quinan <Ma> Bcc:
[email protected]
Subject: Re: Financial
adviser
Date: Wed, 13 Sep 2017 02:28:36 +0000 Thanks for your letter. It contact Deborah. I hope that all of this can be worked out expeditiously. Noam On Tue, Sep 12, 2017 at 10:21 PM, Max Kohlenberg < wrote: Good evening Noam — I'm sorry for the delay. I did receive your message, as well as…
https://www.justice.gov/epstein/files/DataSet%209/EFTA00673514.pdf
EFTA01373049
Dataset 10
1p
942w
Adviser
Select Spectrum Asset Management I Principal Preferred Securities As of 1O 2016 Performance Notes: Historical performance data relating to Spectrum Asset Management is provided by said manager. We do not guarantee its accuracy or completeness, and as such data may change without notice. Further information may be obtained directly from Spectrum Asset Management. Other portfolio metrics are calculated by Deutsche Bank based on information we deem reliable and accurate. Results reflect realized and unrealized appreciation and the reinvestment of…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01373049.pdf
EFTA01374116
Dataset 10
1p
609w
…Alkeon Capital Management, LLC (the -
Adviser
") and Alkeon Growth PW Partners, LP and Alkeon Growth Offshore Fund, Ltd. (the "Funds" and each a "Fund") have entered into an agreement pursuant to which the Solicitation Agent has agreed to consider the Solicitation Agent's clients and prospective clients for whom an investment in the Fund may be suitable and to refer such persons to the
Adviser
for potential subscription of interests in the Fund (the "Interests"). The Solicitation Agent is not…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01374116.pdf
EFTA01362950
Dataset 10
1p
1,039w
…period, as the case may be. If index information is included, its merely to show the general trend in the markets in the periods Indicated and is not intends to imply that the portfolio was similar to the indices in either composition or element of risk. This report may indicate that it contains hypothetical or actual performance of specific strategies employed by The
Adviser
, such strategies may comprise only a portion of any specific account's portfolio, and, therefore, the…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01362950.pdf
EFTA02317276
Dataset 11
4p
1,065w
…to the Client at Client Address and to the
Adviser
at 2803 S. State Street. Ann Arbor, MI 48104. EFTA R1_01219200 EFTA02317277 If the foregoing correctly sets forth our understanding, please sign the enclosed copy of this letter and return it to the
Adviser
. CREO GLOBAL CAPITAL LLC By: Its Managing Member ACCEPTED AND AGREED TO EFTA_R1_01219201 EFTA02317278 n(: • SCHEDULE A TO ADVISORY AGREEMENT Client: Account(s): Assets Under Management Standard Annualized Fees Adjusted Annualized Fees SO…
https://www.justice.gov/epstein/files/DataSet%2011/EFTA02317276.pdf
EFTA00585085
Dataset 9
2011-08-01
19p
4,352w
…1 2. ADVISORY SERVICES 3 3. ADVISORY SERVICES FEES 4 4. TERM OF AGREEMENT 4 5. PAYMENT OF ADVISORY SERVICES FEES AND EXPENSES 4 6. PROFESSIONAL ADVICE 5 7. DATA PROTECTION 5 8. ALTERATIONS AND AMENDMENTS 6 9. TERMINATION 6 10. LIMITED LIABILITY OF
ADVISER
7 11. INDEMNITY 8 12. CONFLICTS OF INTEREST 8 13. REPRESENTATIONS AND WARRANTIES 9 14. CONFIDENTIAL INFORMATION 9 15. RELATIONSHIP OF THE PARTIES 10 16. WAIVER 10 17. ENTIRE AGREEMENT 10 18. COSTS 11 19. …
https://www.justice.gov/epstein/files/DataSet%209/EFTA00585085.pdf
EFTA00283369
Dataset 9
2p
508w
…its affiliates to share additional information the
Adviser
has about investors or to permit disclosures to additional types of parties, the investors will be notified in advance, and, if required by law, the investors will be given the opportunity to opt out of such additional disclosure and to direct the
Adviser
not to share investor information with such parties. EFTA00283369 Questions or concerns about this Privacy Notice should be directed to the
Adviser
at the following address and telephone number…
https://www.justice.gov/epstein/files/DataSet%209/EFTA00283369.pdf
EFTA00585776
Dataset 9
2012-01-01
19p
4,350w
…1 2. ADVISORY SERVICES 3 3. ADVISORY SERVICES FEES 4 4. TERM OF AGREEMENT 4 5. PAYMENT OF ADVISORY SERVICES FEES AND EXPENSES 4 6. PROFESSIONAL ADVICE 5 7. DATA PROTECTION 5 8. ALTERATIONS AND AMENDMENTS 6 9. TERMINATION 6 10. LIMITED LIABILITY OF
ADVISER
7 11. INDEMNITY 8 12. CONFLICTS OF INTEREST 8 13. REPRESENTATIONS AND WARRANTIES 9 14. CONFIDENTIAL INFORMATION 9 15. RELATIONSHIP OF THE PARTIES 10 16. WAIVER 10 17. ENTIRE AGREEMENT 10 18. COSTS 11 19. …
https://www.justice.gov/epstein/files/DataSet%209/EFTA00585776.pdf
EFTA00559066
Dataset 9
4p
1,064w
…to the Client at Client Address and to the
Adviser
at 2803 S. State Street, Ann Arbor, MI 48104. EFTA00559067 If the foregoing correctly sets forth our undcrstanding, please sign the enclosed copy of this letter and return it to the
Adviser
. CREO GLOBAL CAPITAL LLC By: Its Managing Member ACCEPTED AND AGREED TO EFTA00559068 GG SCHEDULE A TO ADVISORY AGREEMENT Account(s): Assets Under Management Standard Annualized Fees Adjusted Annualized Fees $0 to$250,000 2.75% % $250,001 to…
https://www.justice.gov/epstein/files/DataSet%209/EFTA00559066.pdf
EFTA00797609
Dataset 9
2018-06-14
4p
1,406w
…14, 2018 Mr. Paul Simon Barrett Chief Executive Officer Alpha Group Capital LLC 142 W 57th Street, 11th Floor New York, NY 10019 Re: Alpha Group Capital LLC (the "
Adviser
") File No. 801-112014 Dear Mr. Barrett: The purpose of this letter is to inform you that the Staff of the U.S. Securities and Exchange Commission (the "Commission") is conducting a limited scope examination of your firm pursuant to Section 204 of the Investment Advisers Act of 1940. This…
https://www.justice.gov/epstein/files/DataSet%209/EFTA00797609.pdf
EFTA01107221
Dataset 9
2012-01-01
19p
4,369w
…1 2. ADVISORY SERVICES 3 3. ADVISORY SERVICES FEES 4 4. TERM OF AGREEMENT 4 5. PAYMENT OF ADVISORY SERVICES FEES AND EXPENSES 4 6. PROFESSIONAL ADVICE 5 7. DATA PROTECTION 5 8. ALTERATIONS AND AMENDMENTS 6 9. TERMINATION 6 10. LIMITED LIABILITY OF
ADVISER
7 11. INDEMNITY 8 12. CONFLICTS OF INTEREST 8 13. REPRESENTATIONS AND WARRANTIES 9 14. CONFIDENTIAL INFORMATION 9 15. RELATIONSHIP OF THE PARTIES 10 16. WAIVER 10 17. ENTIRE AGREEMENT 10 18. COSTS 11 19. …
https://www.justice.gov/epstein/files/DataSet%209/EFTA01107221.pdf
EFTA00521037
Dataset 9
4p
1,078w
…to the Client at Client Address and to the
Adviser
at 2803 S. State Street, Ann Arbor, MI 48104. EFTA00521038 0010.011.1. CVO% U.L If the foregoing correctly sets forth our understanding, please sign the enclosed copy of this letter and return it to the
Adviser
. CREO GLOBAL CAPITAL LLC By: Its Managing Member ACCEPTED AND AGREED TO CLIENT: EFTA00521039 00) 0.064 CAM% LLL SCHEDULE A TO ADVISORY AGREEMENT Client: Account(s): Assets Under Management Standard Annualized…
https://www.justice.gov/epstein/files/DataSet%209/EFTA00521037.pdf
EFTA00521041
Dataset 9
4p
1,070w
…to the Client at Client Address and to the
Adviser
at 2803 S. State Street, Ann Arbor, MI 48104. EFTA00521042 COCO tt !AATA.‘Lt If the foregoing correctly sets forth our understanding, please sign the enclosed copy of this letter and return it to the
Adviser
. CREO GLOBAL CAPITAL LLC By: Its Managing Member ACCEPTED AND AGREED TO EFTA00521043 GG SCHEDULE A TO ADVISORY AGREEMENT C lient Account(s): Assets Under Management Standard Annualized Fees Adjusted Annualized Fees $0 to$250…
https://www.justice.gov/epstein/files/DataSet%209/EFTA00521041.pdf
EFTA01390694
Dataset 10
1p
663w
…creditors of such series will seek recourse against the assets of a Fund. Reliance on the Sub-
Adviser
and its Personnel. Under the applicable sub-advisory agreement in respect of certain of the Funds, a Sub-
Adviser
has complete discretion in selecting portfolio investments on behalf of that Fund. The success of a Fund depends, to a great extent on a Sub-
Adviser
's ability to identify favorable investment opportunities and to effectively allocate the assets of the Fund among…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01390694.pdf
EFTA01389817
Dataset 10
1p
727w
…s data or funds, the inability to access electronic systems, loss or theft of proprietary information or corporate data, physical damage to a computer or network system or costs associated with system repairs. Such incidents could cause the Manager, the U.S.
Adviser
, the General Partner, the Fund or their respective service providers to incur regulatory penalties, reputabonal damage, additional compliance costs or financial loss. Pay-to-play laws, regulations and policies A number of U.S., state and municipal…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01389817.pdf
EFTA01364814
Dataset 10
1p
729w
…s data or funds, the inability to access electronic systems, loss or theft of proprietary information or corporate data, physical damage to a computer or network system or costs associated with system repairs. Such incidents could cause the Manager, the U.S.
Adviser
, the General Partner, the Fund or their respective service providers to incur regulatory penalties, reputations' damage, additional compliance costs or financial loss. Pay-to-play laws, regulations and policies A number of U.S., state and municipal…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01364814.pdf
EFTA01393920
Dataset 10
1p
728w
…s data or funds, the inability to access electronic systems, loss or theft of proprietary information or corporate data, physical damage to a computer or network system or costs associated with system repairs. Such incidents could cause the Manager, the U.S.
Adviser
, the General Partner, the Fund or their respective service providers to incur regulatory penalties, reputations' damage, additional compliance costs or financial loss. Pay-to-play laws, regulations and policies A number of U.S., state and municipal…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01393920.pdf
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