EFTA00284639Dataset 9
8p5,906w
…USO PerUnd ANT 59332012 0507/2012 Buy SIGM SIGMA DESIGNS INC 70.500 5.5810 0.0125 416.715/ 5 HIM GSCO 0.00 931.25 931.25 0.03 0.03 USO PerUnil ANT 5,022012 0507/2012 Buy SIGM SIGMA DESIGNS INC 131.500 5.6824 0.0125 748.879.35 REDI G ASBC SO 0.00 1.643.75 1.643.75 0.03 0.03 USO PerUnil MIT $132,21)12 05,07,21)12 Cove…
https://www.justice.gov/epstein/files/DataSet%209/EFTA00284639.pdf
EFTA02154572Dataset 10
2012-11-207p1,779w
Subject: Early Tour 11.20.12
…Macquarie upgrades DGX, Raja upgrades PEBO, BMO upgrades ADM Key Research: Janney initiates MM (buy), Capstone initiates CBK (buy), Wells initiates COH (op) & downgrades GEF EFTA_R1_00820653 EFTA02154574 Key Research: CS initiates MDCO/COLB/EWBC/SUSQ/FRC/SBNY (op's) and UMPQ (up) and WBS/HBHC/TCBI/BKU/ASBC (neut's) Key Research: CS upgrade SUBC NO, RBC upgrade IAG LN, Platou upgrade SUBC NO, Cheuvreux cuts #'s HMB SS Key Research: Nordea upgrade CNTA SS, Swedbank upgrade EKTAB…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02154572.pdf
EFTA02151887Dataset 10
2013-01-088p1,997w
Subject: Early Tour 1.8.13
…CLMT, SLRC IPO's (filed/priced): QGOG Constellation (QGOG) files $500M IPO through JPMorgan, BofA M/L, ltau BBA, Credit Suisse and Bradesco BBI Key Research: DB downgrades ASBC/JBLU & upgrades LUV (buy), HSBC upgrades TKC, Piper upgrades CELG/JOY Key Research: MS upgrades DOV & cuts EMR/ROK, Barcap initiates VR (ow) & SRCL (ew) & cuts EFTA_R1_00815498 EFTA02151889 ESI/BPI Key Research: Raja initiates AMCC (op) & downgrades WSBC, Baird upgrades ATR & downgrades BLL Key Research: RBC downgrades BHI/FTI…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02151887.pdf
EFTA02143841Dataset 10
7p1,912w
Subject: Early Tour 3.19.13
From: MI
…SVNT, WAC Reporting Post-Close: ADBE, CTAS, AIR, FRAN, LFL, PRMW, WSM Economic Data: Housing Starts & Building Permits @ 8:30am API crude oil inventories © 4:30pm Conferences: Howard Weil Energy (New Orleans), Barcap Emerging Payments Forum (Boston), Bofa Global Industrials & EU Autos (London), Bofa Real Estate (London) Analyst/Investor Days: LNT, CWEI, KLIC, BVIC LN EFTA_R1_00800156 EFTA02143844 Non-Deal Roadshows: AOS, ASBC, BANR, BBY, CKEC, CSGP, CSV, EV, FFBC, INAP, LSE, MHLD, OCR, ()LYS, RAX, RM, SRCL…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02143841.pdf
EFTA02092911Dataset 10
2014-10-168p2,182w
Subject: Early Tour 10.16.14
…PVTB, SASR, SIFY, SON, SVU, SYNT, TZOO, WBS, WGO, WNS Reporting Post-Close: COF, GOOG, PBCT, SNDK, SLB, SYK, XLNX, AMD, ASBC, ATHN, BBNK, CPHD, COBZ, CCK, CYT, EGP, INDB, QLGC, WDFC, WTFC Economic Data: Jobless Claims © 8:30am, Industrial Production & Capacity Utilization / Bloomberg Consume Comfort & Economic Expectations © 9:45am, Philadelphia Fed / NAHB Housing Market Index ©10am, TIC Flows © 4pm Fed Speakers: Plosser @ 8am (Allentown, PA), George © 12:15pm (NJ), Bullard © 1pm (Washington), Kocherlakota ©…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02092911.pdf
EFTA00370946Dataset 9
2014-04-176p1,714w
Subject: Early Tour 4.17.14
From: Ike Groff
…CY, FCFS, FCS, FHN, HLSS, HOMB, IIIN, KNL, NPBC, ORB, POOL, PVTB, SASR, SON, SYNT, TZOO, WBS, WSO, ZX Reporting Post-Close: ACTG, AMD, AMRB, ASBC, ATHN, CBF, CHKE, CPHD, HUBG, INDB, ISBC, SCSS, SFNC, WHG Economic Data: Jobless Claims @ 8:30am, Bloomberg Economic Expectations & Consumer Comfort @ 9:45am, Philadelphia Fed @ 10am EIA natural gas storage change @ 10:30am Conferences: No major conferences Analyst/Investor Days: PDCE, LULU, DIS EFTA00370948 Non-Deal Roadshows: ABTL, BCRX, CVX, DRQ, EGL, FUL, FXEN…
https://www.justice.gov/epstein/files/DataSet%209/EFTA00370946.pdf
EFTA00407451Dataset 9
2012-08-016p2,004w
Subject: Early Tour 8.1.12
From: Ike Groff
…VSEC, WC, WES, WLT, WMGI, WPZ, WSH, WTW, YELP Economic Data: MBA Mortgage Applications @ 7am, ADP Employment Change @ 8:15am, Markit US PMI @ 8:58am, ISM Manufacturing PMI / Construction Spending @ 10am, FOMC Rate Decision @ 2:15pm DOE crude oil inventories @ 10:30am Conferences: KBW Community Bank (NYC) Analyst/Investor Days: N/A Non-Deal Roadshows: AGCO, AIXG, ALB, ALTR, AOS, ARMH, ASBC, AYI, BBT, CASH, CLSN, COL, EWBC, F, FET, FFIC, GHM, HF, IART, INTU, IPHI, JPM, LCAV, NSPR, NU…
https://www.justice.gov/epstein/files/DataSet%209/EFTA00407451.pdf
EFTA00387192Dataset 9
2013-07-187p2,112w
Subject: Early Tour 7.18.13
…SASR, SCHL, SEIC, SFNC, SIFY, SON, SVU, SYNT, TZPP, UTEK, VAC, VMI, WSO Reporting Post-Close: AMD, CMG, COF, GOOG, ISRG, MSFT, PBCT, SYK, ACTG, AEHR, ALGN, ASBC, ATHN, BGS, CBST, CE, COBZ, CPHD, CYN, CYT, EFII, EGP, ELY, FWRD, GRT, HUBG, ICUI, MATW, OCFC, PGI, SWKS, WAL, WHG Economic Data: Jobless Claims @ 8:30am, Bloomberg Consumer Comfort & Economic Expectations @ 9:45am, Philadelphia Fed / Leading Indicators @ 10am EIA natural gas storage @ 10:30am, Treasury auction in 10yr TIPS @ 1pm ($15B…
https://www.justice.gov/epstein/files/DataSet%209/EFTA00387192.pdf
EFTA00370849Dataset 9
2014-04-226p1,752w
Subject: Early Tour 4.22.14
From: Ike Groff
…NPBC, STI, C, PTP, TAL, CMA, NBL, PKI, UMBF, UTL, VFC, AGNC, CNC, FAST, HMNF, PNC, PX, SHEN, WBSH, WASH, MET, ASBC, MDU, MPX, ROL, LINE, LNCO, RES, BANR, CPHD, CYT, NIDB, PGC, SYK, RNST, FLIC, SP, SSD, BIO, RYL Equity/Mixed Shelfs: ZION, EFC ($750M) Other Newspaper Articles 8 Stories WSJ cautious: Netflix (NFLX) WSJ • Ackman, Valeant Set Sights on Botox Maker WSJ • Plans That Forgive Student Debt Skyrocket WSJ • Inside Nike's Struggle to Balance Cost, Safety WSJ…
https://www.justice.gov/epstein/files/DataSet%209/EFTA00370849.pdf
EFTA00396305Dataset 9
2013-02-057p2,340w
Subject: Early Tour 2.5.13
From: Ike Groff
…neut's), ISI upgrades LIFE, Piper assumes VCLK (neut), Bofa upgrades ZNGA (buy) EFTA00396307 •• Lazard initiates RPRX/NBIXNNDA (buy's), Mizuho upgrades APKT, Opco upgrades CFR & cuts ASBC • Barcap upgrades AWI/DHI & cuts RYUKBH/PHM/RLGY/TOL & initiates HCP/VTR (ew) & HCN (ow) •• Nomura downgrades CIT, Wedbush initiates DENN (op), Opco cuts ASBC & upgrades CFR •• BMO downgrades LM, CLSA downgrades LIFE, CS initiates WSM (neut) & LL (op), Raja downgrades RCL • Roth initiates LODE (buy), DB downgrades SGMS (sell), JPM upgrades…
https://www.justice.gov/epstein/files/DataSet%209/EFTA00396305.pdf
EFTA00434602Dataset 9
2011-04-215p1,693w
Subject: early tour 4.21.11
From: Ike Groff <MI >
…ST, SYNT, TASR, TCB, TEL, TNB, TNC, TPX, TZ00, UAL, UMPQ, UTEK, WCC, WFT, WSO, WTNY, SRCE Reporting Post-Close: AMD, BCR, CB, IGT, MXIM, RHI, SNDK, AMSG, ASBC, AVID, BOOT, CYMI, CYN, DAIO, DGII, EDR, ELGX, EZPW, FFIN, INFA, LSCC, MCRL, PFBC, PLCM, RMBS, RMTR, SIVB, STRT, SYMM, SYNA, XXIA Economic Data: Jobless Claims @ 8:30am, Bloomberg Economic Expectations & Consumer Comfort @ 9:45am, House Price Index / Leading Indicators / Philadelphia Fed Index @ 10am, RPX Composite Index @ 4pm EIA Natural Gas…
https://www.justice.gov/epstein/files/DataSet%209/EFTA00434602.pdf
EFTA00427361Dataset 9
2011-09-235p1,605w
Subject: early tour 9.23.11
From: Ike Groff <MI >
…op) & downgrades AHT/DRH, MBlair initiates ALTR/XLNX (op's) Key Research: Macquarie initiates EXPE (neutral) & PCLN (op), CLSA upgrades SREV (buy) Key Research: KeyBanc initiates VECO & AIXG (holds), Piper upgrades AMRS, KBW upgrades ASBC Key Research: Opco initiates ORBK (op), Raja initiates YUM/VRA/MCD (op's), JPM initiates RMBS (ow) Key Research: Stifel initiates PAG/GPI/FIO (buys) & ABG (hold), Jefferies initiates EFTA00427362 IR/KMT/OAS (buys) Key Research: Citi downgrades ZMH (sell), Barclays downgrades GR/EW & upgrades…
https://www.justice.gov/epstein/files/DataSet%209/EFTA00427361.pdf