EFTA01582405Dataset 10
2007-02-011p249w
…286,110.16- 125,255.32- 3.812 *CSSU RATING :NEUTRAL INDEPENDENT RATING:2 STAR - Avoid PROVIDER:Standard 6 Poor's 03 73,060 (S) HCC INSURANCE HOLDINGS INC 31.35000 2,290,431.00- 29,224.00- 1.276 03 81,697 (5) RPM INCORPORATED 23.40000 1,911,709.80- 57,187.90- 2.991 0] 2,000,000 AMERICAN FINL GROUP INC OHIO SR 60.62500 1,212,500.00 29,720.00 2.451 NT CV1…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01582405.pdf
EFTA01582502Dataset 10
2006-10-011p277w
Statement of Account INV REP 20ST ACCOUNT TAXPAYER ID. UNDISCLOSED STATEMENT PERIOD 10/01/06 TO 10/31/06 PAGE 17 OF 17 " ALL AMOUNTS IN US DOLLAR ••* PORTFOLIO TYPE LONG OR DESCRIPTION PRICE MARKET ESTIMATED CURRENT SHORT(S) VALUE ANNUAL INCOME YIELD % 01 2,000,000 AMERICAN FINL GROUP INC OHIO SR 56.00000 1,120,000.00 29,720.00 2.654 NT CV1. 01.4861 06/02/2033 01 3,000,000 CBRL GROUP INC LYON ZERO…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01582502.pdf
EFTA01582601Dataset 10
2006-01-011p284w
…ACCOUNT 736FY TAXPAYER ID. UNDISCLOSED STATEMENT PERIOD 01/01/06 TO 01/31/06 PAGE 19 OF 20 *" ALL AMOUNTS IN US DOLLAR •" PORTFOLIO TYPE LONG OR DESCRIPTION PRICE MARKET ESTIMATED CURRENT SHORT(S) VALUE ANNUAL INCOME YIELD % 01 3,366,000 ALLERGAN INC SR NT CV ZERO 22 133.18750 4,483,091.25 11/06/2022 01 2,000,000 AMERICAN FINL GROUP INC OHIO SR 45.37500 907,500.00 29,720.00 3.275 NT CV1…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01582601.pdf
EFTA01581943Dataset 10
2005-11-011p243w
…FINANCING RETURN 495,489.16 FROM 746FY0 TO 2F8EE0 01 11/22 JOURNAL S/D FINANCING 495,489.16 FROM 2F8EE0 TO 746FY0 01 11/22 JOURNAL -2,000,000 AMERICAN FINL GROUP INC CVT 900,715.39 01.4861 06/02/2033 TO 736FY0 FROM 746FY0 01 11/22 JOURNAL -1,130,000 RPM INTL INC SR NT CV 33 619,282.09 01.3890 05/13/2033 OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 03 11/22 JOURNAL …
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01581943.pdf
EFTA01582580Dataset 10
2006-06-011p167w
…CHARGE 06/16/06 ON -81141 SHARES PORTFOLIO TYPE LONG OR DESCRIPTION PRICE MARKET ESTIMATED CURRENT SHORT(S) VALUE ANNUAL INCOME YIELD % EQUITIES 03 20,890 IS) AMERICAN FINL GROUP INC 42.90000 896,181.00- 11,489.50- 1.282 *CSSU RATING :OUTPERFORM INDEPENDENT RATING: PROVIDER:Standard 6 Poor's 03 1,060 (S) AMGEN 65.23000 69,143.80- •CSSU RATING • INDEPENDENT RATING:3 STAR - Hold PROVIDER:Standard 6 POOr'S 03 8,432 (S) CBRL GROUP INC …
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01582580.pdf
EFTA01582597Dataset 10
2006-01-011p260w
…231,548.74 03 01/23 MRKD/MARKET MARK TO MARKET 231,548.74 03 01/23 JOURNAL -3,270 DUKE ENERGY CORP 92,776.38 OFFSHORE ARRANGING FLIP TO 736F10 FROM 746FY0 03 01/23 JOURNAL -290 AMERICAN FINL GROUP INC 11,332.49 OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 01 01/24 HMCO/MARKET MARK TO MARKET 169,527.54 01 01/24 WIRED FUNDS PAID BY WIRE 5,150.00 WIRE TO CITIBANK FUT MGN 03 …
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01582597.pdf
EFTA01582613Dataset 10
2006-11-011p254w
…2,000 RPM INCORPORATED 40,187.16 OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 03 11/22 JOURNAL -900 CMS ENERGY CORP 13,710.62 OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 03 11/22 JOURNAL -700 AMERICAN FINL GROUP INC 36,030.52 OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 03 11/22 JOURNAL 2,000 UNISOURCE ENERGY CORP HLDGS CO 72,840.00 OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 03 11/22 JOURNAL -1,300 PPL CORP …
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01582613.pdf
EFTA01582482Dataset 10
2006-02-011p223w
…S) VALUE ANNUAL INCOME YIELD % EQUITIES 03 38,174 IS) ALLERCAN INC 108.26000 4,132,717.24- 15,269.60- .369 'CSSU RATING :NEUTRAL INDEPENDENT RATING:3 STAR - Hold PROVIDER:Standard 6 Poor's 03 19,890 (S1 AMERICAN FINL GROUP INC 41.40000 823,446.00- 10,939.50- 1.329 •CSSU RATING :OUTPERFORM INDEPENDENT RATING: PROVIDER:Standard 6 Poor's 03 5,660 IS) AMGEN 75.48000 427,216.80- 'CSSU RATING :Restricted INDEPENDENT RATING:Not Shown…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01582482.pdf
EFTA01582561Dataset 10
2006-07-011p210w
…07/17/06 ON 150000 SHARES 01 07/17/06 INTEREST CMS 3.375 07/15/23 11,812.50 03.3750 07/15/2023 INTEREST CREDIT 07/15/06 ON 700000 BONDS 03 07/25/06 SUBST CHGD AMERICAN FINL GROUP INC 2,872.38 SUBSTITUTE DIVIDEND CHARGE 07/25/06 ON -20890 SHARES 03 07/31/06 SUBST CHGD RPM INCORPORATED 9,174.40 SUBSTITUTE DIVIDEND CHARGE 07/31/06 ON -57340 SHARES CREDIT SUISSE SECURITIES(USA) LLC …
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01582561.pdf
EFTA01582562Dataset 10
1p188w
…Account 20 " ALL AMOUNTS IN US DOLLAR '" PORTFOLIO TYPE LONG OR DESCRIPTION PRICE MARKET ESTIMATED CURRENT SHORT(S) VALUE ANNUAL INCOME YIELD % EQUITIES 03 20,890 (S) AMERICAN FINL GROUP INC 42.11000 879,677.90- 11,489.50- 1.306 *CSSU RATING :OUTPERFORM INDEPENDENT RATING: PROVIDER:Standard & Poor's 03 1,060 (S) AMGEN 69.71000 73,892.60- *CSSU RATING • INDEPENDENT RATING:4 STAR - Accumulate PROVIDER:Standard & Poor's 03 6,432 (SI CBRL GROUP INC 32.67000…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01582562.pdf
EFTA01582446Dataset 10
2006-08-011p220w
…OF 18 " ALL AMOUNTS IN US DOLLAR '" PORTFOLIO TYPE LONG OR DESCRIPTION PRICE MARKET ESTIMATED CURRENT SHORT(S) VALUE ANNUAL INCOME YIELD % EQUITIES 03 21,490 (S) AMERICAN FINL GROUP INC 46.72000 1,004,012.80- 11,819.50- 1.177 *CSSU RATING :NEUTRAL INDEPENDENT RATING: PROVIDER:Standard & Poor's 03 1,060 (S) AMGEN 67.93000 72,005.80- *CSSU RATING • INDEPENDENT RATING:4 STAR - Accumulate PROVIDER:Standard & Poor's 03 6,432 (S) CBRL GROUP INC 37…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01582446.pdf
EFTA01582542Dataset 10
2006-05-011p213w
…OF 28 *** ALL AMOUNTS IN US DOLLAR "*" PORTFOLIO TYPE LONG OR DESCRIPTION PRICE MARKET ESTIMATED CURRENT SHORT(S) VALUE ANNUAL INCOME YIELD % EQUITIES 03 21,290 IS) AMERICAN FINL GROUP INC 42.16000 897,586.40- 11,709.50- 1.305 'CSSU RATING :OUTPERFORM INDEPENDENT RATING: PROVIDER:Standard 6 Poor's 03 1,060 IS) AMGEN 67.59000 71,645.40- "CSSU RATING • INDEPENDENT RATING:3 STAR - Hold PROVIDER:Standard 6 Poor's 03 11,332 IS) CBRL GROUP INC …
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01582542.pdf
EFTA01582617Dataset 10
2006-11-011p270w
Statement of Account INV REP 20ST ACCOUNT 736FY TAXPAYER ID. UNDISCLOSED STATEMENT PERIOD 11/01/06 TO 11/30/06 PAGE 17 OF 17 *** ALL AMOUNTS IN US DOLLAR •*' PORTFOLIO TYPE LONG OR DESCRIPTION PRICE MARKET ESTIMATED CURRENT SHORT(S) VALUE ANNUAL INCOME YIELD i 01 2,000,000 AMERICAN FINL GROUP INC OHIO SR 60.75000 1,215,000.00 29,720.00 2.446 NT CV1. 01.4861 06/02/2033 01 3,000,000 CBRL GROUP INC…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01582617.pdf
EFTA01582484Dataset 10
2006-02-011p282w
…SHORT(S) VALUE ANNUAL INCOME YIELD % 03 14,233 IS) VORNADO REALTY TR 88.99000 1,266,594.67- 45,545.60- 3.596 "CSSU RATING :NOT AVAILABLE INDEPENDENT RATING:3 STAR - Hold PROVIDER:Standard 6 Poor's 01 3,366,000 ALLERGAN INC SR NT CV ZERO 22 123.00000 4,140,160.00 11/06/2022 01 2,000,000 AMERICAN FINL GROUP INC OHIO SR 99.21200 984,290.00 29,720.00 3.020 NT CVI…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01582484.pdf
EFTA01582463Dataset 10
2006-12-011p251w
…ACCOUNT 1=I TAXPAYER ID. UNDISCLOSED STATEMENT PERIOD 12/01/06 TO 12/31/06 PAGE 15 OF 15 **• ALL AMOUNTS IN US DOLLAR *** PORTFOLIO TYPE LONG OR DESCRIPTION PRICE MARKET ESTIMATED CURRENT SHORT(S) VALUE ANNUAL INCOME YIELD 03 8,215 (S) UNISOURCE ENERGY CORP HLDG CO 36.53000 300,093.95- 6,900.60- 2.299 01 2,000,000 AMERICAN FINL GROUP INC OHIO SR 62.62500 1,252,500.00 29,720.00 2.373 NT CV1…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01582463.pdf
EFTA01582543Dataset 10
2006-05-011p276w
…278.60- 2.772 03 1,602 (S) VALASSIS COMMUNICATION INC 28.99000 46,441.98- *CSSU RATING :NEUTRAL INDEPENDENT RATING:Hold PROVIDER:Rochdale Securities 03 15,083 IS) VORNADO REALTY TR 89.89000 1,355,810.87- 48,265.60- 3.560 •CSSU RATING :NOT AVAILABLE INDEPENDENT RATING:3 STAR - Hold PROVIDER:Standard 6 Poor's 01 2,000,000 AMERICAN FINL GROUP INC OHIO SR 50.12500 1,002,500.00 29,720.00 2.965 NT CV1…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01582543.pdf
EFTA01582616Dataset 10
2006-11-011p231w
…US DOLLAR *** PORTFOLIO TYPE LONG OR DESCRIPTION PRICE MARKET ESTIMATED CURRENT SHORT(S) VALUE ANNUAL INCOME YIELD EQUITIES 03 22,540 (S) AMERICAN FINL GROUP INC 52.21000 1,176,813.40- 12,397.00- 1.053 *CSSU RATING :NEUTRAL INDEPENDENT RATING: PROVIDER:Standard & Poor's 03 19,174 (SI CBRL GROUP INC 42.89000 822,372.86- 10,737.44- 1.306 *CSSU RATING :NOT RATED INDEPENDENT RATING:3 STAR - Hold PROVIDER:Standard & Poor's 03 62,267 (S)…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01582616.pdf
EFTA01582076Dataset 10
2006-02-011p230w
…TR 70,620.47 OFFSHORE ARRANGING FLIP TO FROM 03 02/24 JOURNAL 800 AMERICAN FINL GROUP INC 31,841.98 OFFSHORE ARRANGING FLIP TO FROM 03 02/24 SOLD -1,700 AMGEN 75.53000 128,388.98 DONE AT EDGETRADE.COM INC. 03 02/24 SOLD -800 VORNADO REALTY TR 88.28380 70,620.47 DONE AT EDGETRADE.COM INC. 03 02/24 SOLD -800 AMERICAN FINL GROUP INC 39.80920 31,841.98 DONE AT EDGETRADE.COM INC…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01582076.pdf
EFTA01582294Dataset 10
2005-11-011p154w
…S) VALUE ANNUAL INCOME YIELD 11 EQUITIES 03 37,594 IS) ALLERGAN INC 100.00000 3,759,400.00- 15,037.60- .400 4 CSE3 RATING :NEUTRAL INDEPENDENT RATING:4 STAR - Accumulate PROVIDER:Standard 6 Poor's )3 17,250 (S) AMERICAN FINL GROUP INC 37.15000 640,837.50- 8,625.00- 1.346 •CSFB RATING :OUTPERFORM INDEPENDENT RATING: PROVIDER:Standard 6 Poor's 13 9,955 IS) AMGEN 80.93000 805,658.15- •CSFB RATING :NEUTRAL INDEPENDENT RATING…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01582294.pdf
EFTA01582297Dataset 10
2005-11-011p273w
…INDEPENDENT RATING:4 STAR - Accumulate PROVIDER:Standard 6 Poor's 03 13,240 IS) WYETH 41.56000 550,254.40- 13,240.00- 2.406 'CSFB RATING :NEUTRAL INDEPENDENT RATING:3 STAR - Hold PROVIDER:Standard 6 Poor's 01 3,366,000 ALLERGAN INC SR NT CV ZERO 22 114.04560 3,838,774.89 11/06/2022 01 2,000,000 AMERICAN FINL GROUP INC OHIO SR 45.70680 914,136.00 29,720.00 3.251 NT CV1…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01582297.pdf