JPMORGAN CHASE & CO MEDIUM TERM NTS
HSBC USA INC MEDIUM TERM NTS
Moody Rating BAA1 S &
P Rating
S & P Rating B+
12/04/13 *
CALLABLE 05/15/15 S & P Rating CCC+
SERVICEMASTER CO SR NT - CUSIP FULLY
EXCHANGED
EARTHLINK INC GTD SR NT FULLY EXCHANGED
TAZIA SMITH
Commission Amount
SOUTHERN CALIF EDISON CO PREF SER E