SCI 20131PMcessen Chase

Amount Long Description Cost Basis (S) Market Valve (S) Entry

Current FX & Commodity

Enanta Pharmaceuticals Inc

Barrier - 5%

Praferreds Trade Date Maturity Company Dividends Entry

Welk Fargo 8 Company

SA716 Structured Notes • Manual Pricing

Gio

Date Maturity

3.4pr-13 ARCC

1P/Aorgan Investment Bank

U.S.

Deena

Utilities

Account Position

Petroleos Cie Venezuela S BL USD

USOARS

S194.579

J.P. Morgan Securities

P/L Summary (

Capital Corp USD Finandal

Chase

WORST

Tumi Holdings Inc

Equity Syndicate PI