Syndicate Pol

HSBC BRL Step

Equity Syndicate PI

Account Position

Amount Long Description Cost Basis (S) Market Valve (S) Entry

Petroleos Cie Venezuela S BL USD

USOARS

1P/Aorgan Investment Bank

Welk Fargo 8 Company

Gio

Tumi Holdings Inc

MTM Summary

U.S.

S194.579

WORST

SA716 Structured Notes • Manual Pricing

P/L Summary (

Global Investment Opportunities Group

Chase

8-Mar-13

Utilities

Praferreds Trade Date Maturity Company Dividends Entry

Enanta Pharmaceuticals Inc

3.4pr-13 ARCC

Bbomberg

Capital Corp USD Finandal