CAPITA

LLC

Client

SEC

Pershing

NASD

Purchase VOCERA COMMUNICATIONS INC

Gain/ Loss Interest AA

Obligation

Value

Purchase NUSTAR ENERGY LP

Settle Date Type Description Quantity Amount Market Cost Settled Secueities Purchased

FINANCIAL TRUST COMPANY INC ACCT

Purchase TEEKAY LNG

MGMT

PFD

iOar

Rollover Certification of Employee

JPMorgan

JPM

NVSL Rule

J.P. Morgan

Firm Name

-1 PS LIS Gold Put 74347W9D1 e Transfer in

DRS

Abe