EFTA01499688
Dataset 10Undated1 page161 words
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01499688.pdf
SOUTHERN FINANCIAL LLC ACCT
For the Period 9/1/1310 9/30/13
Trade Date Type Per Unit Realized
Est. Settle Date Selection Method Description Quantity Amount Proceeds Coat Gain/Loss
Pending Sales, Maturities, Redemptions
9/27 Sale VIOLIN MEMORY INC (ID: 92763A-10-1) (500.000) 7.50 3,729.93 (4,500.00) (770.07) S
10/2
Total Pending Sales, Maturities, Redemptions $231,870.83 ($235076.00) 03,1304.071 S
Trade Date Per Unit
Est. Settle Date Type Description Chantey Amount Market Cost
Pending Securities Purchased
9/24 Purchase JPM CONT BUFF ED SX7P 10/18/14 85% CONTIN 1.000.000.000 100.00 (1,000,000.00)
9/27 BARRIER- 0%CPN 25% CAP INITIAL LEVEL-09/24/13
SX7P:188.77 (ID: 48126N-VE-4)
9/27 Purchase ENDURO ROYALTY TRUST (ID: 29289K-10-0) 5,000.000 13.85 (69,250.00)
10/2
9/27 Purchase VIOLIN MEMORY INC (ID: 92763A-10-1) 500.000 9.00 (4,500.00)
10/2
9/27 Purchase UIL HOLDINGS CORP (ID: 902748-10-2) 2,500.000 37.25 (93,125.00)
10/2
9/27 Purchase RINGCENTRAL INC-CLASS A (ID: 78880R-204) 500.0D0 13.00 (6.5C0 00)
10/2
Total Pending Securities Purchased ($1.173.375.00)
J.P.Morgan A000a'age 2; of 34 Consolidated Statement Page 30
Confidential Treatment Requested by JPMorgan JPM-SDNY-00023482
Chase
CONFIDENTIAL SDNY_GM_00292680
EFTA01499688
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Add API Key in SettingsSOUTHERN FINANCIAL LLC ACCT
For the Period 9/1/1310 9/30/13
Trade Date Type Per Unit Realized
Est. Settle Date Selection Method Description Quantity Amount Proceeds Coat Gain/Loss
Pending Sales, Maturities, Redemptions
9/27 Sale VIOLIN MEMORY INC (ID: 92763A-10-1) (500.000) 7.50 3,729.93 (4,500.00) (770.07) S
10/2
Total Pending Sales, Maturities, Redemptions $231,870.83 ($235076.00) 03,1304.071 S
Trade Date Per Unit
Est. Settle Date Type Description Chantey Amount Market Cost
Pending Securities Purchased
9/24 Purchase JPM CONT BUFF ED SX7P 10/18/14 85% CONTIN 1.000.000.000 100.00 (1,000,000.00)
9/27 BARRIER- 0%CPN 25% CAP INITIAL LEVEL-09/24/13
SX7P:188.77 (ID: 48126N-VE-4)
9/27 Purchase ENDURO ROYALTY TRUST (ID: 29289K-10-0) 5,000.000 13.85 (69,250.00)
10/2
9/27 Purchase VIOLIN MEMORY INC (ID: 92763A-10-1) 500.000 9.00 (4,500.00)
10/2
9/27 Purchase UIL HOLDINGS CORP (ID: 902748-10-2) 2,500.000 37.25 (93,125.00)
10/2
9/27 Purchase RINGCENTRAL INC-CLASS A (ID: 78880R-204) 500.0D0 13.00 (6.5C0 00)
10/2
Total Pending Securities Purchased ($1.173.375.00)
J.P.Morgan A000a'age 2; of 34 Consolidated Statement Page 30
Confidential Treatment Requested by JPMorgan JPM-SDNY-00023482
Chase
CONFIDENTIAL SDNY_GM_00292680
EFTA01499688