From: Paul Morris
Sent: 1/17/2014 4:50:49 PM
To: Amanda Kirby Brian M Biggar Chip Packard
Kimberly Hart [ ; Lawrence Weissman
Mary C Keaveneyl Michael-1 Davis
Michael S Jacoby Oliver Esslinger Paul
Morris ; Wolfgang-W Doerr
Subject: AlS Request AIS-00003326 has been Submitted
The Following Alternative Investment suitability request has been submitted.
AIS Request Number: AIS-00003326
client Name : southern Financial LLC
Comment on Approval:
Reason for Rejection:
Reason for Cancel:
Reason for OnHold:
Details Link : https://na4.salesforce.com/a1R6000000040tV
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNIY-0108084
CONFIDENTIAL SONY GM_00254268
EFTA01451466
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