Subject: IWP/CapMkts client list completion - SII finding
From: Oliver Esslingen < =>
Date: Tue, 16 Jul 2019 15:48:06 -0400
To: Nina Tona
Kimberly Hart
Olivier Poncet
Ian Salters
Bill King
Funda Bozkurt
Topics to discuss:
- completion of client list with closure of SII finding due July 30th
- transfer of tasks from Ellenoi to the business (immediate — e.g. NFA
quarterly reporting vs mid —term upon onboarding of perm hc)
- future MI owner for reporting and inventory
EFTA01399671
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