https://www.justice.gov/epstein/files/DataSet%2010/EFTA01356724.pdf
KYC flint Page 13 of 21
Describe the chain from the direct owner of the entity to the ultimate beneficial owner (ii not the same persons): This entity is owned
60% by Eric Meyer and 40% by William Vandewater
To the best of your knowledge. is the entity party to a non-banking relationship
with Deutsche Sank (e.g. external legal counsel client referral source. supplier of Yes 0 No W
goods or services)?:
Describe Nature of Entity's Primate), Business and Investment Activities
Nature of the business. Investment Management
Countries where business is transacted. United Rates
Number of employees: 10
3D. Wealth Profile (Only for par in requiring source of wealth description as indicated in Section 2)
Primary Country of source of wealth/source of
Funds?
Primary industry of source of Wealth/Source of
Funds?
Provide Evidence of Corporate Assets (e.g. balance sheet or equivalent summary of assets/liabilities):
Estimated gross recerots p a.(S).
Estimated net profit p.a. (5):
Estimated investable assets (5):
Potential Amount to be invested with PWM (5)
Other Mown Financial Institutions:
Institution: Country Et Assets Under Mgt:
Institution: Country Est. Assets Under Mgt:
Institution Co,..^:, y Est. Assets Under Mgt:
One si.•••t must In, established 1, ir EACH LEGAL ENTITY in Section 2. Account Summary
3C. Legal Entity Details t 'or a . Lega Ent ': es)
Legal Entity Name. MLC Investments Limited •
g Waite Investment
Type of Entity:
OFoundation/Association C3 Trust ®Company Purpose of Entity: Fliilanthropic/Charitab.e
n Estate 0 Partnership iCommerdal
Type of Entity Other Purpose of Entity
(specify): Other (specify):
Date of
Country of Australia 7/27/1983
incorporation /
incorporation/registratIon
registration
Determination Required
Volcker Status: Volcker Flag:
Address (city. street. post US TINfieN
code):
https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid IN30000000D9Di&... 12/19/2018
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0042732
CONFIDENTIAL SDNY GM_00188916
EFTA01356724
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Add API Key in SettingsKYC flint Page 13 of 21
Describe the chain from the direct owner of the entity to the ultimate beneficial owner (ii not the same persons): This entity is owned
60% by Eric Meyer and 40% by William Vandewater
To the best of your knowledge. is the entity party to a non-banking relationship
with Deutsche Sank (e.g. external legal counsel client referral source. supplier of Yes 0 No W
goods or services)?:
Describe Nature of Entity's Primate), Business and Investment Activities
Nature of the business. Investment Management
Countries where business is transacted. United Rates
Number of employees: 10
3D. Wealth Profile (Only for par in requiring source of wealth description as indicated in Section 2)
Primary Country of source of wealth/source of
Funds?
Primary industry of source of Wealth/Source of
Funds?
Provide Evidence of Corporate Assets (e.g. balance sheet or equivalent summary of assets/liabilities):
Estimated gross recerots p a.(S).
Estimated net profit p.a. (5):
Estimated investable assets (5):
Potential Amount to be invested with PWM (5)
Other Mown Financial Institutions:
Institution: Country Et Assets Under Mgt:
Institution: Country Est. Assets Under Mgt:
Institution Co,..^:, y Est. Assets Under Mgt:
One si.•••t must In, established 1, ir EACH LEGAL ENTITY in Section 2. Account Summary
3C. Legal Entity Details t 'or a . Lega Ent ': es)
Legal Entity Name. MLC Investments Limited •
g Waite Investment
Type of Entity:
OFoundation/Association C3 Trust ®Company Purpose of Entity: Fliilanthropic/Charitab.e
n Estate 0 Partnership iCommerdal
Type of Entity Other Purpose of Entity
(specify): Other (specify):
Date of
Country of Australia 7/27/1983
incorporation /
incorporation/registratIon
registration
Determination Required
Volcker Status: Volcker Flag:
Address (city. street. post US TINfieN
code):
https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid IN30000000D9Di&... 12/19/2018
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0042732
CONFIDENTIAL SDNY GM_00188916
EFTA01356724